Options & Derivatives

Volatility Smile

Also known as: Volatility Skew, Vol Surface

The pattern of implied volatility varying across strikes, contradicting the constant-volatility assumption.

Black-Scholes assumes one volatility for all strikes; the market disagrees. Equity indices show a skew, with downside puts at markedly higher implied vol than upside calls.

What it prices in: fatter tails than lognormal, and an asymmetric distribution. The explanations reinforce each other - genuine crash risk, the leverage effect (falling prices raise leverage and therefore volatility), and structurally one-sided demand for protection.

Historical marker: the skew was far flatter before October 1987. That crash permanently repriced downside protection.

Full guide

The Volatility Smile and Skew

Black-Scholes assumes one volatility for all strikes. The market disagrees, and the shape of that disagreement is informative.

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